Capital Markets
29. April 2025 | Jonathan Lappage, Charit Arora, Jamilia Parry, Emily Turner
Welcome to the fourth edition of Capco’s Quarterly Surveillance Newsletter
This edition delivers valuable insights for surveillance and compliance professionals across capital markets, with a special focus on developments in the energy trading space and the evolving crypto regulatory landscape.
Inside this edition:
- Spotlight Feature: Capco’s new UK Energy Practice Executive Director, Saeed Patel, explores the growing regulatory risks and surveillance challenges under the EU’s REMIT regulation, as fines and enforcement actions surge.
- Regulatory Developments: Updates on the FCA’s revised Transparency Proposal and the UK's plans for a Market Abuse Regime in Cryptoassets, plus progress on EU MiCA regulations.
- Recent Fines: Enforcement highlights from the FCA and SEC, from insider trading and market manipulation to governance lapses.
- Thought Leadership & Tech Trends: Read our benchmarking framework for Large Language Models, and explore the 10th edition of Capco’s Regulatory Horizon, featuring a global regulatory heatmap.
Stay informed with the latest on compliance priorities, regulatory changes, and best practices shaping the future of surveillance.
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