Quarterly Surveillance Newsletter: Edition 4

This edition delivers valuable insights for surveillance and compliance professionals across capital markets, with a special focus on developments in the energy trading space and the evolving crypto regulatory landscape.

Inside this edition:

• Spotlight Feature: Capco’s new UK Energy Practice Executive Director, Saeed Patel, explores the growing regulatory risks and surveillance challenges under the EU’s REMIT regulation, as fines and enforcement actions surge.
• Regulatory Developments: Updates on the FCA’s revised Transparency Proposal and the UK's plans for a Market Abuse Regime in Cryptoassets, plus progress on EU MiCA regulations.
• Recent Fines: Enforcement highlights from the FCA and SEC, from insider trading and market manipulation to governance lapses.
• Thought Leadership & Tech Trends: Read our benchmarking framework for Large Language Models, and explore the 10th edition of Capco’s Regulatory Horizon, featuring a global regulatory heatmap.

Stay informed with the latest on compliance priorities, regulatory changes, and best practices shaping the future of surveillance.