Quarterly Surveillance Newsletter: Edition 3

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Quarterly Surveillance Newsletter : Edition 3

  • Jonathan Lappage, Charit Arora,  Jamilia Parry & Emily Turner
  • Published: 13 January 2025

 

Welcome to the third edition of Capco's Quarterly Surveillance Newsletter. This issue is packed with essential updates for surveillance and compliance professionals, including:

  • Spotlight Feature: Exploring challenges and solutions for unapproved communication channels.
  • Key Industry Updates: Highlights from FCA’s MarketWatch 80, survey insights on non-financial misconduct, and more.
  • Thought Leadership: A deep dive into Capco's review of the EU AI Act and its implications.

Stay informed with the latest regulatory trends, enforcement actions, and industry best practices.

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