RISK, REGULATORY AND COMPLIANCE

Compliance

Compliance failure carries severe financial and reputational consequences. We help clients develop robust compliance management frameworks and customized policies and procedures, including staff education, monitoring, remediation of violations/compliance weaknesses, and report generation.
Enterprise Risk Management

Enterprise risk management is a core and complex component for firms to successfully maintain as the risk landscape continues to evolve. Capco supports clients to define and embed a practical and complete risk management framework by adopting industry-leading practices and leveraging innovative tooling capabilities.
Regulatory Change

Keeping up with regulation is a constant challenge for firms today. We have extensive experience in supporting clients with all elements of the end-to-end lifecycle and post-implementation assessment and remediation process. Our global capability spans six hubs, engages with 50+ regulatory bodies and 30+ industry and trade associations.
Regulatory Technology

The significant advancements in vendor technology to support regulatory obligation mean there has never been a better opportunity to adopt market-leading solutions. Our expert view of the landscape and technology capabilities mean we can support clients in implementing superior business solutions that meet both regulatory and industry demands.
RISC Services

Our Risk Management, Information Security, & Compliance services are characterized by our comprehensive approach in delivering scalable solutions through expert consulting, regulatory intelligence, technology accelerators, & managed services. Our flexible solutions & program management expertise provides tailored & robust end-to-end execution.

SUCCESS STORY

HOW CAPCO SET UP, MOBILIZED AND NOW RUNS A GLOBAL INSURER’S LARGEST REGULATORY CHANGE PROGRAM

Capco implemented a 'gold-standard' delivery framework and governance structure for a client's IFRS17 program

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SUCCESS STORY

How Capco supported an investment bank with the end-to-end implementation of the FRTB

Capco led on implementing compliance measures for mandatory FRTB (Fundamental Review of the Trading Book) standard approach enhancements

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CRI Data Feed

USING TECHNOLOGY-DRIVEN SOLUTIONS FOR REGULATORY CHANGE MANAGEMENT

Amidst a constantly evolving compliance landscape, financial institutions face steep challenges to comprehensively monitor, understand, and implement solutions for regulatory change. The Capco CRI Data Feed can help your team proactively manage compliance risk and ensure nothing falls through the cracks.

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CLIENT PORTAL

The single solution for regulatory advisory services and Capco Academy. Access the Knowledge Base which contains The Big Orange Book (BOB), Quick Reference Guides, calculators, Training-on-Demand, and more. Connecting with our compliance experts has never been easier. Use live chat for quick questions or submit a ticket for complicated questions. Financial institutions with access as Essential Membership, Premium Membership and team Membership packages will login here.

STRATEGY

Today’s financial services institutions require robust, future-focused strategies to drive growth, digitize critical products and services, transform internally and the industry at large. Capco’s Strategy team brings a structured workshop-based approach that leverages digital and domain excellence to help clients achieve meaningful change.
CHANGE SERVICES

Changes to platforms and processes are vital for institutions to respond to today’s complex business landscape. Our Change Services team helps clients focus on high quality and cost-efficient change by establishing new strategic partnerships and providing data-driven transformation, scalable global delivery, and extensive domain expertise.
TRANSFORMATION SERVICES

Competition in financial services is as fierce as ever and is demanding businesses to find new ways of minimizing costs and boosting benefits without impacting performance. Through focusing on enterprise-wide changes, we are helping our clients to produce sustainable cost-savings, business efficiencies, and group transformational services.

RISK, REGULATORY AND COMPLIANCE

MEETING EVER-CHANGING DEMANDS

Compliance

Enterprise Risk Management

Regulatory Change

Regulatory Technology

RISC Services

HOW CAPCO SET UP, MOBILIZED AND NOW RUNS A GLOBAL INSURER’S LARGEST REGULATORY CHANGE PROGRAM

How Capco supported an investment bank with the end-to-end implementation of the FRTB

capco regulatory advisory service

USING TECHNOLOGY-DRIVEN SOLUTIONS FOR REGULATORY CHANGE MANAGEMENT

CLIENT PORTAL

MORE FROM CAPCO CONSULTING

STRATEGY

CHANGE SERVICES

TRANSFORMATION SERVICES

CONTACT us

RISK, REGULATORY AND COMPLIANCE

MEETING EVER-CHANGING DEMANDS

Compliance

Enterprise Risk Management

Regulatory Change

Regulatory Technology

RISC Services

HOW CAPCO SET UP, MOBILIZED AND NOW RUNS A GLOBAL INSURER’S LARGEST REGULATORY CHANGE PROGRAM

How Capco supported an investment bank with the end-to-end implementation of the FRTB

capco regulatory advisory service

USING TECHNOLOGY-DRIVEN SOLUTIONS FOR REGULATORY CHANGE MANAGEMENT

CLIENT PORTAL

MORE FROM CAPCO CONSULTING

STRATEGY

CHANGE SERVICES

TRANSFORMATION SERVICES

GenERATIVE AI AT CAPCO

CONTACT us

HOW CAPCO SET UP, MOBILIZED AND NOW RUNS A GLOBAL INSURER’S LARGEST REGULATORY CHANGE PROGRAM